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Professional Service

RBI Compliance Internal Audit Services

RBI Compliance Internal Audit involves comprehensive evaluation of Risk-Based Internal Audit implementation, internal controls effectiveness, compliance with RBI circulars and statutory provisions, customer service standards adherence, and technology-driven compliance monitoring solutions as per RBI's latest guidelines.

Risk-Based Internal Audit (RBIA) Implementation
Board-approved RBIA policy development
Comprehensive risk assessments
Enterprise Risk Management (ERM) integration
4-12 weeks
Timeline
As per Circular
Scope
9+
Deliverables
99.99%
Success Rate

Why Choose This Service?

Comprehensive benefits designed to strengthen your security posture and protect your business

Key Benefits

Meet RBI regulatory mandates

Enhance strategic risk management

Strengthen governance & accountability

Ensure board and senior management assurance

Improve operational resilience

Build stakeholder confidence

Maintain business continuity

Precision

Targeted approach to your specific security needs

Efficiency

Fast implementation with minimal business disruption

Protection

Comprehensive security coverage and monitoring

Excellence

Industry-leading expertise and proven results

What You'll Receive

Board-approved RBIA policy document
Comprehensive risk assessment report
Internal controls effectiveness report
RBI compliance assessment report
Technology compliance monitoring setup
Detailed audit reports with risk gradings
Actionable recommendations with timelines
Training materials and capacity building plan
Follow-up and closure tracking system

Complete Feature Set

Everything you need for comprehensive rbi compliance internal audit services coverage

Risk-Based Internal Audit (RBIA) Implementation
Board-approved RBIA policy development
Comprehensive risk assessments
Enterprise Risk Management (ERM) integration
Internal Control & Compliance Review
RBI circulars compliance assessment
Customer service standards review
Technology-driven compliance monitoring
Workflow-based enterprise solutions
Automated compliance tracking and reporting
All features included in every plan

Our Proven Process

A systematic approach to delivering rbi compliance internal audit services with measurable results

1

Step 1: RBIA policy development and board approval

RBIA policy development and board approval

Expert execution
Quality assurance
2

Step 2: Comprehensive risk assessment execution

Comprehensive risk assessment execution

Expert execution
Quality assurance
Progress tracking
Client communication
3

Step 3: ERM framework integration analysis

ERM framework integration analysis

Expert execution
Quality assurance
4

Step 4: Internal controls design evaluation

Internal controls design evaluation

Expert execution
Quality assurance
Progress tracking
Client communication
5

Step 5: Operating effectiveness assessment

Operating effectiveness assessment

Expert execution
Quality assurance
6

Step 6: RBI circulars compliance review

RBI circulars compliance review

Expert execution
Quality assurance
Progress tracking
Client communication
7

Step 7: Customer service standards audit

Customer service standards audit

Expert execution
Quality assurance
8

Step 8: Technology compliance monitoring setup

Technology compliance monitoring setup

Expert execution
Quality assurance
Progress tracking
Client communication
9

Step 9: Detailed audit reporting with risk gradings

Detailed audit reporting with risk gradings

Expert execution
Quality assurance
10

Step 10: Follow-up and remediation tracking

Follow-up and remediation tracking

Expert execution
Quality assurance
Progress tracking
Client communication
11

Step 11: Training and capacity building

Training and capacity building

Expert execution
Quality assurance
Total Timeline
4-8 weeks from start to completion

What We Test

Comprehensive coverage across all types of testing

Scheduled Commercial Banks

Urban Cooperative Banks (₹500 crore+ assets)

NBFCs (₹5,000 crore+ assets)

Payment Banks

Small Finance Banks

Foreign Banks operating in India

Our Testing Methodology

We follow RBI guidelines for Risk-Based Internal Audit, Basel Committee principles, and internationally recognized audit standards including COSO framework and IIA standards.

OWASP Top 10

Industry-standard framework ensuring comprehensive security assessment

PTES

Industry-standard framework ensuring comprehensive security assessment

NIST SP 800-115

Industry-standard framework ensuring comprehensive security assessment

Real-World Case Study

How we helped a client prevent a major security breach

The Problem

Client:

Regional Bank (India)

Issue Found:

The bank's internal audit function was not fully aligned with RBI's RBIA requirements, with inadequate risk assessment procedures and limited technology integration for compliance monitoring.

Impact:

Potential regulatory action and ineffective risk management.

Our Solution

Actions Taken:

  • Implemented comprehensive RBIA policy
  • Enhanced risk assessment procedures
  • Deployed technology-driven compliance monitoring
  • Established robust audit reporting framework

Result:

Achieved full RBI compliance with improved risk management effectiveness.

Why Choose HiTrust Infotech?

Deep RBI regulations expertise

Banking operations and IT systems knowledge

Certified audit professionals (CISA, CIA, CPA)

Technology-first compliance approach

Independent and unbiased audit reporting

End-to-end support from policy to execution

Proven track record with 100+ financial institutions

Industries We Serve

Specialized security testing across diverse industry sectors with tailored approaches for each domain

Scheduled Commercial Banks

Non-Banking Financial Companies

Urban Cooperative Banks

Payment Banks

Small Finance Banks

Asset Reconstruction Companies

Didn't See Your Industry?

We adapt our security testing methodologies to meet the unique requirements of any industry. Our flexible approach ensures comprehensive coverage regardless of your sector.

Industry Expertise
Compliance Ready
Custom Solutions

Ready to be Secure?

Ensure your institution's RBI compliance and strengthen governance with our comprehensive internal audit services. Contact HITRUST Infotech Solution Private Limited today for a consultation and customized audit proposal.

011-43061583
info@hitrustinfotech.com
24/7 Support
100% Confidential
Expert Team

Professional RBI Compliance Internal Audit Services Services

HITRUST Infotech offers expert RBI Compliance Internal Audit services in India. Risk-Based Internal Audit (RBIA) implementation for banks, NBFCs with technology-driven compliance monitoring and regulatory assurance.

Global Standards

OWASP Top 10 aligned testing methodology

Expert Team

Certified security professionals with deep expertise

Comprehensive Testing

REST, SOAP, GraphQL APIs with detailed reporting

10+
Years Experience
99%
Success Rate

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