SEBI Compliance Internal Audit Services
SEBI Compliance Internal Audit involves comprehensive evaluation of all functional verticals of Market Infrastructure Institutions including critical operations, regulatory compliance, risk management, and business development functions to ensure alignment with SEBI's latest framework and guidelines.
Why Choose This Service?
Comprehensive benefits designed to strengthen your security posture and protect your business
Key Benefits
Meet SEBI regulatory mandates
Ensure operational efficiency
Maintain financial stability
Achieve regulatory compliance
Safeguard stakeholder interests
Reinforce market integrity
Build investor confidence
Precision
Targeted approach to your specific security needs
Efficiency
Fast implementation with minimal business disruption
Protection
Comprehensive security coverage and monitoring
Excellence
Industry-leading expertise and proven results
What You'll Receive
Complete Feature Set
Everything you need for comprehensive sebi compliance internal audit services coverage
Our Proven Process
A systematic approach to delivering sebi compliance internal audit services with measurable results
Step 1: MII functional verticals assessment
MII functional verticals assessment
Step 2: Critical operations review (trading, settlement)
Critical operations review (trading, settlement)
Step 3: Regulatory and compliance evaluation
Regulatory and compliance evaluation
Step 4: Risk management framework assessment
Risk management framework assessment
Step 5: Investor grievance mechanism review
Investor grievance mechanism review
Step 6: Business development functions audit
Business development functions audit
Step 7: Ancillary functions evaluation
Ancillary functions evaluation
Step 8: Independent audit execution
Independent audit execution
Step 9: Policy framework development
Policy framework development
Step 10: Audit committee reporting
Audit committee reporting
Step 11: Standardized methodology implementation
Standardized methodology implementation
What We Test
Comprehensive coverage across all types of testing
Stock Exchanges
Clearing Corporations
Depositories
Market Data Vendors
Credit Rating Agencies
Investment Advisors
Our Testing Methodology
We follow SEBI's latest internal audit framework, Industry Standards Forum (ISF) guidelines, and internationally recognized standards including COSO and IIA frameworks.
OWASP Top 10
Industry-standard framework ensuring comprehensive security assessment
PTES
Industry-standard framework ensuring comprehensive security assessment
NIST SP 800-115
Industry-standard framework ensuring comprehensive security assessment
Real-World Case Study
How we helped a client prevent a major security breach
The Problem
Client:
Regional Stock Exchange
Issue Found:
The exchange's investor grievance redressal mechanism was not properly documented and lacked adequate tracking systems for complaint resolution timelines.
Impact:
Risk of SEBI regulatory action and investor confidence erosion.
Our Solution
Actions Taken:
- Implemented comprehensive grievance management system
- Enhanced documentation and tracking procedures
- Established automated reporting mechanisms
- Strengthened audit committee oversight
Result:
Achieved full SEBI compliance with improved investor satisfaction ratings.
Why Choose HiTrust Infotech?
Deep SEBI regulations expertise
Financial market operations knowledge
Qualified audit professionals (CA, CFA, FRM)
Independence and objectivity assurance
Policy-driven audit approach
Standardized methodology implementation
Proven track record with MIIs
Industries We Serve
Specialized security testing across diverse industry sectors with tailored approaches for each domain
Stock Exchanges
Clearing Corporations
Depositories
Asset Management Companies
Mutual Fund Companies
Investment Banking
Ready to be Secure?
Ensure your organization's SEBI compliance and governance are future-ready. Partner with HITRUST Infotech Solution Private Limited for comprehensive SEBI compliance internal audit services.
Professional SEBI Compliance Internal Audit Services Services
HITRUST Infotech offers expert SEBI Compliance Internal Audit services in India. Market Infrastructure Institutions (MIIs) audit for stock exchanges, clearing corporations, depositories with regulatory compliance assurance.
Global Standards
OWASP Top 10 aligned testing methodology
Expert Team
Certified security professionals with deep expertise
Comprehensive Testing
REST, SOAP, GraphQL APIs with detailed reporting
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